United States: Finance and Banking

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Redress Done Right: A Blueprint For Large-Scale Financial Remediation

A financial institution was accused of charging excessive or unfair overdraft fees that allegedly caused significant financial burden on its customers.

United States Finance

AC

Ankura Consulting Group LLC

OECD Publishes Policy Brief On Financing Instruments And Policy Levers To Harness Biomanufacturing For Climate, Biodiversity, And Growth

On December 2, 2025, the Organisation for Economic Co-operation and Development (OECD) published a policy brief entitled "Financing instruments and policy levers to harness biomanufacturing for climate...

United States Finance

BC

Bergeson & Campbell

Going On The Offensive To Improve Advisers Act Disclosures

Offensive disclosure leans towards obvious exhibition and expression in public. It invites engagement, for the purpose of obtaining from clients (and demonstrating to regulators) informed consent.

United States Finance

W

WilmerHale

Private Credit ETFs For Retail Investors: Yield Potential, Liquidity Risks And Regulatory Scrutiny

Exchange-traded funds (ETFs) are a popular investment tool for investors, providing market access to a diverse set of industries and asset classes through a liquid investment strategy.

United States Finance

KM

Katten Muchin Rosenman LLP

Federal Reserve Proposes Skinny Master Accounts

United States Finance

DW

Davis Wright Tremaine

CFPB Adjusts HPML Asset Exemption Threshold

United States Finance

BS

Ballard Spahr LLP

UK Ring-fencing Reform: Why The Ring-fence Should Be Recalibrated, And How

United States Finance

AO

A&O Shearman

Digital Asset Exchange Receives CFTC Approval For US Prediction Markets, Signaling An Opportunistic Outlook

United States Finance

SM

Sheppard Mullin Richter & Hampton

A Leaner CAT For 2026: SEC Mulls Proposed $55–$73 Million Cost Reduction

United States Finance

KM

Katten Muchin Rosenman LLP

CFTC Issues No‑Action Relief Easing Registration Requirements For Private Fund Managers

United States Finance

PR

Proskauer Rose LLP

New York FAIR Business Practices Act Bolsters State's Consumer Protection Framework

United States Finance

WS

Winston & Strawn LLP

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

United States Finance

MB

Mayer Brown

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

Colorado "Opt-Out" Litigation – Petition For Rehearing En Banc And Amicus Briefs In Support

United States Finance

BS

Ballard Spahr LLP

Food Venture Financing News – Weekly Issue No. 264

United States Commercial

DW

Davis Wright Tremaine

What Honeybees Have Taught Me About Dispute Resolution

United States Litigation

J

JAMS

How I Learned To Love Mediator's Proposals - Why Modern Mediation Sometimes Calls For A Guiding Hand

United States Litigation

J

JAMS

Visa Turbulence: Navigating Your H-1B Future In A Shifting U.S. Landscape (Video)

United States Immigration

Gs

Green and Spiegel

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Related Country Guides

Project Finance

Banking Regulation

Capital Adequacy/BASEL

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

This will not be permitted at the outset but the Treasury will review the position in due course.

United States Consumer

AO

A&O Shearman

Art Basel Miami Beach: An Art Appraiser's Perspective

One of the art world's most important events in the United States has recently concluded in Miami Beach, Florida. Running December 3-7, 2025...

United States Finance

SH

Shook, Hardy & Bacon

OCC And FDIC Rescind Interagency Leveraged Lending Guidance

The Statement marks what could be a significant shift in the regulatory landscape for banks engaged in leveraged lending and comes amid the continued prevalence of the private credit market and other non-bank lending.

United States Finance

WS

Winston & Strawn LLP

Federal Banking Agencies Finalize The ESLR Rule, With Some Adjustments

United States Finance

DW

Davis Wright Tremaine

How Regulatory Change Is Reshaping Global Lending

United States Finance

WL

World Law Group

Federal Banking Agencies Propose Lower Community Bank Leverage Ratio Requirements

United States Finance

DW

Davis Wright Tremaine

3 Recent Regulatory Developments Relevant To The EU And UK Securitisation Markets

Worldwide Commercial

ST

Simpson Thacher & Bartlett

Will Crypto Capital Find A Home In The U.S.?

United States Technology

DW

Davis Wright Tremaine

OCC Settles With Bank Over Alleged BSA/AML Violations

United States Finance

SM

Sheppard Mullin Richter & Hampton

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Debt Capital Markets

OECD Publishes Policy Brief On Financing Instruments And Policy Levers To Harness Biomanufacturing For Climate, Biodiversity, And Growth

On December 2, 2025, the Organisation for Economic Co-operation and Development (OECD) published a policy brief entitled "Financing instruments and policy levers to harness biomanufacturing for climate...

United States Finance

BC

Bergeson & Campbell

Private Credit ETFs For Retail Investors: Yield Potential, Liquidity Risks And Regulatory Scrutiny

Exchange-traded funds (ETFs) are a popular investment tool for investors, providing market access to a diverse set of industries and asset classes through a liquid investment strategy.

United States Finance

KM

Katten Muchin Rosenman LLP

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

Illinois is making important changes to the scope of the state's Collection Agency Act and the reach of its collection agency licensing obligation.

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

CFTC Staff Extends Relief To Certain RIAs Operating Private Commodity Pools

United States Finance

D

Dechert

CFPB: Earned Wage Products Are Not Loans Under TILA

United States Consumer

SM

Sheppard Mullin Richter & Hampton

CFTC No-Action Reinstates Broad Registration Exemption For Institutional CPOs, Pending Further Action

United States Finance

KM

Katten Muchin Rosenman LLP

Today's Podcast Episode: The CFPB's Most Ambitious Regulatory Agenda Ever – Part 2

United States Finance

BS

Ballard Spahr LLP

Holiday Hours: End Of Year Announcements

United States Commercial

GP

Goodwin Procter LLP

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Charges, Mortgages, Indemnities

CFPB Adjusts HPML Asset Exemption Threshold

The CFPB recently issued a final rule increasing the asset exemption threshold for the Truth in Lending Act (TILA) requirement to maintain an escrow account for a higher-priced mortgage loan (HPML).

United States Finance

BS

Ballard Spahr LLP

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

Around Christmas 2024, the Ohio Division of Financial Institutions ("DFI") left a lump of coal in marketplace consumer lenders' proverbial stockings by issuing guidance that asserted a license...

United States Finance

MB

Mayer Brown

Ohio Walks Back Prior Small Loan Act Guidance, Eases Licensing Position For Bank Partnerships

Around Christmas 2024, the Ohio Division of Financial Institutions ("DFI") left a lump of coal in marketplace consumer lenders' proverbial stockings by issuing guidance that asserted...

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

Illinois Revamps The Scope Of Its Collection Agency Licensing Law

United States Finance

MB

Mayer Brown

Instructions For Facilitating A Child's Home Purchase

United States Finance

WD

Wiggin & Dana

Oregon Enters $1.56 Million Consent Order Over Alleged Excessive Interest Charges In Bank Partnership Lending Program

United States Consumer

SM

Sheppard Mullin Richter & Hampton

Today's Podcast Episode: The CFPB's Most Ambitious Regulatory Agenda Ever – Part 2

United States Finance

BS

Ballard Spahr LLP

Cheat Sheet—FCA's New Targeted Support Regime—other Frequently Asked Questions (FAQs)

United States Consumer

AO

A&O Shearman

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Financial Services

Today's Podcast Episode: The Future Of Shareholder Arbitration In Light Of SEC's New Policy Statement

This week on the award-winning Consumer Finance Monitor Podcast, host Alan Kaplinsky is joined by Senior Counsel Mark Levin and special guest Professor Mohsen Manesh...

United States Commercial

BS

Ballard Spahr LLP

Redress Done Right: A Blueprint For Large-Scale Financial Remediation

A financial institution was accused of charging excessive or unfair overdraft fees that allegedly caused significant financial burden on its customers.

United States Finance

AC

Ankura Consulting Group LLC

The Future Of Shareholder Arbitration In Light Of SEC's New Policy Statement (Podcast)

This week on the award-winning Consumer Finance Monitor Podcast, host Alan Kaplinsky is joined by Senior Counsel Mark Levin and special guest Professor Mohsen Manesh for a powerful roundtable...

United States Litigation

BS

Ballard Spahr LLP

SEC Staff Clarifies Broker-Dealer Custody And Trading Of Crypto Assets

United States Technology

D

Dechert

OECD Publishes Policy Brief On Financing Instruments And Policy Levers To Harness Biomanufacturing For Climate, Biodiversity, And Growth

United States Finance

BC

Bergeson & Campbell

Going On The Offensive To Improve Advisers Act Disclosures

United States Finance

W

WilmerHale

Private Credit ETFs For Retail Investors: Yield Potential, Liquidity Risks And Regulatory Scrutiny

United States Finance

KM

Katten Muchin Rosenman LLP

Federal Reserve Proposes Skinny Master Accounts

United States Finance

DW

Davis Wright Tremaine

CFPB Adjusts HPML Asset Exemption Threshold

United States Finance

BS

Ballard Spahr LLP

See more

Latest Videos

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Episode 17: Dealmaking For The Future Generation – Inside Empower Youth Zones (Video)

AM

Alvarez & Marsal

AIFMD 2.0 Digest: What's Next For Non-EU Managers? (Podcast)

PR

Proskauer Rose LLP

Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

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